Max Rockwell

Director of Investments

As Director of Investments at Ascentis Asset Management, Max brings over a decade of experience in the financial services industry. He specializes in portfolio construction, multi-asset research, and manager due diligence, with a focus on building diversified portfolios for high-net-worth and institutional clients.

Max holds both a BS and MBA from Southern Methodist University. His work centers on evaluating investment managers across asset classes, conducting strategic allocation analysis, and leading comprehensive cross-asset research.

This website is owned and operated by Ascentis Wealth Holdings, LLC, (Ascentis Wealth), a holding company that owns or controls multiple Registered Investment Adviser (“RIA”) firms. Ascentis Wealth, is not itself a registered investment adviser and does not provide investment advisory services. Each RIA affiliated with Ascentis Wealth operates as a separate legal entity and is solely responsible for its own advisory services, disclosures, and regulatory compliance. Advisory services offered through Ascentis Asset Management, a registered investment adviser with the U.S. Securities and Exchange Commission. Registration as an investment adviser does not imply a certain level of skill or training. The oral and written communications of an adviser provide you with information about which you determine to hire or retain an adviser.
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Independent Operations
Although the RIA firms affiliated with Ascentis may share common ownership or control, each firm maintains operational and regulatory independence. Advisory services are provided exclusively by each RIA firm pursuant to a written agreement with its clients. Ascentis does not supervise, manage, or control the day-to-day advisory activities of its affiliated firms.
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Regulatory Information
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Contact
For general inquiries regarding Ascentis, please contact:
Ascentis
5001 Spring Valley Rd #810W
Dallas, TX 75244-3946